RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R••• J•••••••
- P••••••• W••••• G••••• L•• independent RIA currentsince Apr 25, 2023 · South Jordan, Ut
- T••••••••• C••••••• L•• asset managerApr 4, 2018 to Jun 23, 2023 · Lehi, Ut
- A•••••• I••••••••• A•••••••• L•• formerJun 5, 2015 to May 3, 2018 · South Jordan, Ut
- P••• A••••• S••••••••• L•• BD affiliatedAug 12, 2004 to Jun 2, 2015 · Salt Lake City, Ut
- I••••••••• W••••• M••••••••• L•• formerAug 5, 2002 to Jul 2, 2004 · Salt Lake City, Ut
- O•••• F•• I••• formerApr 9, 1997 to Aug 2, 2002 · Salt Lake City, Ut
- T••••••••• C••••••• L•• to P••••••• W••••• G••••• L••left Jun 23, 2023, registered Apr 25, 2023 (-59 days) · corporate re-registration, not a move
- A•••••• I••••••••• A•••••••• L•• to T••••••••• C••••••• L••left May 3, 2018, registered Apr 4, 2018 (-29 days) · RIA to RIA · moved with a team
- P••• A••••• S••••••••• L•• to A•••••• I••••••••• A•••••••• L••left Jun 2, 2015, registered Jun 5, 2015 (3 days) · Other
- I••••••••• W••••• M••••••••• L•• to P••• A••••• S••••••••• L••left Jul 2, 2004, registered Aug 12, 2004 (41 days) · Other
- O•••• F•• I••• to I••••••••• W••••• M••••••••• L••left Aug 2, 2002, registered Aug 5, 2002 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address