DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alex B Perez
Feed of 09/15/2026
Also filed as Alex B Perez
At current firm
7 y
since Jan 8, 2019
In the industry
30 y
since Dec 20, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Foundations Investment Advisors LLC independent RIA currentsince Jan 8, 2019 · Phoenix, Az
- Principal Securities, Inc. BD affiliatedFeb 15, 2018 to Apr 5, 2018 · Addison, Tx
- Ofg Financial Services, Inc. independent RIAJul 21, 2010 to Oct 18, 2017 · San Antonio, Tx
- Securian Financial Services, Inc. formerFeb 15, 2008 to May 18, 2010 · San Antonio, Tx
- Bcg Securities, Inc. independent RIAJun 8, 2005 to Sep 13, 2005 · San Antonio, Tx
- Ameriprise Financial Services, LLC national BDFeb 28, 1996 to Mar 30, 2004 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Principal Securities, Inc. to Foundations Investment Advisors LLCleft Apr 5, 2018, registered Jan 8, 2019 (278 days) · Affiliated broker-dealer or bank to independent RIA
- Ofg Financial Services, Inc. to Principal Securities, Inc.left Oct 18, 2017, registered Feb 15, 2018 (120 days) · Other
- Securian Financial Services, Inc. to Ofg Financial Services, Inc.left May 18, 2010, registered Jul 21, 2010 (64 days) · Other
- Bcg Securities, Inc. to Securian Financial Services, Inc.left Sep 13, 2005, registered Feb 15, 2008 (885 days) · Other
- Ameriprise Financial Services, LLC to Bcg Securities, Inc.left Mar 30, 2004, registered Jun 8, 2005 (435 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address