DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Luis Jacob Alayo Riera
Feed of 09/14/2026
Also filed as Luis Jacob Alayo
At current firm
0 y
since Oct 10, 2025
In the industry
28 y
since Feb 2, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Amicorp Wealth Services other currentsince Jun 19, 2026 · Miami, Fl
- The Atlas Financial Group mixed wealth currentsince Oct 10, 2025 · Miami, Fl
- Ucap Americas mixed wealthSep 17, 2019 to Jul 10, 2020 · Miami Beach, Fl
- Sb Advisory, LLC independent RIAJun 2, 2017 to Sep 4, 2019 · Miami Beech, Fl
- Raymond James & Associates, Inc. national BDDec 5, 2011 to Dec 27, 2016 · Miami Beach, Fl
- Morgan Stanley wirehouseJun 1, 2009 to Dec 14, 2011 · Miami, Fl
- Citigroup Global Markets Inc. BD affiliatedJan 19, 2006 to Jun 1, 2009 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Ucap Americas to The Atlas Financial Groupleft Jul 10, 2020, registered Oct 10, 2025 (1918 days) · RIA to RIA
- Sb Advisory, LLC to Ucap Americasleft Sep 4, 2019, registered Sep 17, 2019 (13 days) · Affiliated broker-dealer or bank to independent RIA
- Raymond James & Associates, Inc. to Sb Advisory, LLCleft Dec 27, 2016, registered Jun 2, 2017 (157 days) · Other
- Morgan Stanley to Raymond James & Associates, Inc.left Dec 14, 2011, registered Dec 5, 2011 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address