DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Matthew Foley
Feed of 09/14/2026
Also filed as Jay Foley
At current firm
4 y
since Jan 3, 2022
In the industry
15 y
since Feb 12, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kinetic Investment Management, Inc. independent RIA currentsince Jan 3, 2022 · Los Angeles, Ca
- Ae Wealth Management, LLC BD affiliatedAug 10, 2020 to Dec 16, 2021 · Princeton, Nj
- Elevated Capital Advisors, LLC independent RIAJan 7, 2020 to Jul 8, 2020 · Princeton, Nj
- Ae Wealth Management, LLC BD affiliatedSep 6, 2018 to Oct 29, 2018 · Princeton, Nj
- Questar Asset Management, Inc. formerApr 27, 2018 to Jul 24, 2018 · Princeton, Nj
- Creativeone Wealth, LLC independent RIAMar 1, 2017 to Dec 4, 2017 · Allentown, Nj
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Kinetic Investment Management, Inc.left Dec 16, 2021, registered Jan 3, 2022 (18 days) · Affiliated broker-dealer or bank to independent RIA
- Elevated Capital Advisors, LLC to Ae Wealth Management, LLCleft Jul 8, 2020, registered Aug 10, 2020 (33 days) · RIA to RIA
- Ae Wealth Management, LLC to Elevated Capital Advisors, LLCleft Oct 29, 2018, registered Jan 7, 2020 (435 days) · RIA to RIA
- Questar Asset Management, Inc. to Ae Wealth Management, LLCleft Jul 24, 2018, registered Sep 6, 2018 (44 days) · Affiliated broker-dealer or bank to independent RIA
- Creativeone Wealth, LLC to Questar Asset Management, Inc.left Dec 4, 2017, registered Apr 27, 2018 (144 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address