DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Doug John Ireland
Feed of 09/15/2026
Also filed as Douglas John Ireland
At current firm
0 y
since Jun 4, 2026
In the industry
30 y
since Mar 29, 1996 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ep Wealth Advisors independent RIA currentsince Jun 4, 2026 · Irvine, Ca
- Wedbush Securities Inc. BD affiliatedFeb 6, 2019 to May 22, 2026 · Jupiter, Fl
- MML Investors Services, LLC BD affiliatedNov 27, 2018 to Feb 7, 2019 · Newport Beach, Ca
- Ameriprise Financial Services, LLC national BDMar 14, 2014 to Oct 10, 2018 · Irvine, Ca
- Strategic Advisers LLC national BDApr 12, 2012 to Jan 15, 2014 · Irvine, Ca
- Morgan Stanley wirehouseJun 1, 2009 to Mar 27, 2012 · Las Vegas, Nv
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Las Vegas, Nv
- Morgan Stanley Dw Inc. unclassifiedJul 14, 2006 to Apr 2, 2007 · Brea, Ca
- Citigroup Global Markets Inc. BD affiliatedJul 8, 1997 to Jul 21, 2006 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wedbush Securities Inc. to Ep Wealth Advisorsleft May 22, 2026, registered Jun 4, 2026 (13 days) · Affiliated broker-dealer or bank to independent RIA
- MML Investors Services, LLC to Wedbush Securities Inc.left Feb 7, 2019, registered Feb 6, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- Ameriprise Financial Services, LLC to MML Investors Services, LLCleft Oct 10, 2018, registered Nov 27, 2018 (48 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to Ameriprise Financial Services, LLCleft Jan 15, 2014, registered Mar 14, 2014 (58 days) · Affiliated broker-dealer or bank to another
- Morgan Stanley to Strategic Advisers LLCleft Mar 27, 2012, registered Apr 12, 2012 (16 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to Morgan Stanley Dw Inc.left Jul 21, 2006, registered Jul 14, 2006 (-7 days) · Other
Signals
- Doug John Ireland left Wedbush Securities Inc. for Ep Wealth Advisors (registered 2026-06-04)May 22, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address