DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tammy Anne Trenta
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tammy Anne Trenta
At current firm
3 y
since Dec 9, 2022
In the industry
30 y
since Apr 18, 1996 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Family Financial independent RIA currentsince Dec 9, 2022 · Manhattan Beach, Ca
- Running Point Capital Advisors LLC formerSep 25, 2020 to Jan 3, 2022 · El Segundo, Ca
- Creative Planning independent RIAMay 17, 2016 to Sep 16, 2020 · Beverly Hills, Ca
- Ep Wealth Advisors independent RIAMay 27, 2011 to Jun 2, 2016 · Torrance, Ca
- Core Financial independent RIAOct 26, 2010 to May 13, 2011 · Venice, Ca
- Ameriprise Financial Services, LLC national BDApr 15, 2009 to Oct 12, 2010 · Venice, Ca
- Ameriprise Financial Services, LLC national BDFeb 25, 2009 to Apr 3, 2009 · Minneapolis, Mn
- A. G. Edwards & Sons, Inc. unclassifiedApr 2, 2004 to Mar 26, 2007 · St. Louis, Mo
- Wells Fargo Investments, LLC unclassifiedFeb 3, 2003 to Feb 20, 2004 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Running Point Capital Advisors LLC to Family Financialleft Jan 3, 2022, registered Dec 9, 2022 (340 days) · RIA to RIA
- Creative Planning to Running Point Capital Advisors LLCleft Sep 16, 2020, registered Sep 25, 2020 (9 days) · RIA to RIA
- Ep Wealth Advisors to Creative Planningleft Jun 2, 2016, registered May 17, 2016 (-16 days) · Other
- Core Financial to Ep Wealth Advisorsleft May 13, 2011, registered May 27, 2011 (14 days) · Other
- Ameriprise Financial Services, LLC to Core Financialleft Oct 12, 2010, registered Oct 26, 2010 (14 days) · Other
- A. G. Edwards & Sons, Inc. to Ameriprise Financial Services, LLCleft Mar 26, 2007, registered Feb 25, 2009 (702 days) · Other
- Wells Fargo Investments, LLC to A. G. Edwards & Sons, Inc.left Feb 20, 2004, registered Apr 2, 2004 (42 days) · Other
Signals
- Tammy Anne Trenta left Running Point Capital Advisors Llc for Family Financial (registered 2022-12-09)Jan 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address