DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
2 y
since Jan 19, 2024
In the industry
25 y
since Sep 10, 2001 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Balentine independent RIA currentsince Jan 19, 2024 · Atlanta, Ga
- Bb&T Securities, LLC formerDec 10, 2019 to Feb 17, 2021 · Atlanta, Ga
- Gfo Advisory Services, LLC asset managerJun 28, 2016 to Dec 31, 2017 · Atlanta, Ga
- Truist Advisory Services, Inc. BD affiliatedJun 28, 2016 to Sep 6, 2022 · Atlanta, Ga
- Suntrust Investment Services, Inc. formerJun 26, 2013 to Dec 31, 2016 · Atlanta, Ga
- Primerica Advisors national BDFeb 8, 2013 to Jun 12, 2013 · Charlotte, Nc
- Advice And Planning Services BD affiliatedFeb 6, 2007 to Aug 26, 2011 · Charlotte, Nc
- Raymond James Financial Services, Inc. unclassifiedDec 15, 2004 to Dec 31, 2006 · St. Petersburg, Fl
- Invest Financial Corporation formerOct 7, 2003 to Nov 30, 2004 · Tampa, Fl
- UBS Financial Services Inc. wirehouseJan 30, 2002 to Sep 12, 2003 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Bb&T Securities, LLCleft Sep 6, 2022, registered Dec 10, 2019 (-1001 days) · Affiliated broker-dealer or bank to another
- Bb&T Securities, LLC to Balentineleft Feb 17, 2021, registered Jan 19, 2024 (1066 days) · Affiliated broker-dealer or bank to independent RIA
- Gfo Advisory Services, LLC to Truist Advisory Services, Inc.left Dec 31, 2017, registered Jun 28, 2016 (-551 days) · Other · moved with a team
- Suntrust Investment Services, Inc. to Gfo Advisory Services, LLCleft Dec 31, 2016, registered Jun 28, 2016 (-186 days) · Other
- Primerica Advisors to Suntrust Investment Services, Inc.left Jun 12, 2013, registered Jun 26, 2013 (14 days) · Other
- Advice And Planning Services to Primerica Advisorsleft Aug 26, 2011, registered Feb 8, 2013 (532 days) · Other
- Raymond James Financial Services, Inc. to Advice And Planning Servicesleft Dec 31, 2006, registered Feb 6, 2007 (37 days) · Other
- Invest Financial Corporation to Raymond James Financial Services, Inc.left Nov 30, 2004, registered Dec 15, 2004 (15 days) · Other
- UBS Financial Services Inc. to Invest Financial Corporationleft Sep 12, 2003, registered Oct 7, 2003 (25 days) · Other
Signals
- Michael Eugene Pearson left Truist Advisory Services, Inc. for Bb&T Securities, Llc (registered 2019-12-10)Sep 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address