RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• V• J••••••
- G•• F•••••••• S••••••• O• G•• F•••••••• state registered currentsince Feb 14, 2024 · Austin, Tx
- M••••• S•••••• wirehouseJun 11, 2021 to Feb 14, 2024 · Austin, Tx
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 1, 2020 to Jun 8, 2021 · Fort Worth, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMJan 8, 2018 to Jun 17, 2020 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerJan 21, 2005 to Jan 8, 2018 · Austin, Tx
- A••••••••• A•••••• S•••••••• I••• unclassifiedAug 5, 2003 to Aug 9, 2004 · Austin, Tx
- Q•••• • R•••••• I••• unclassifiedDec 4, 2002 to Aug 26, 2003 · Austin, Tx
- M••••• S•••••• D• I••• unclassifiedOct 8, 1996 to Dec 9, 2002 · Austin, Tx
- M••••• S•••••• to G•• F•••••••• S••••••• O• G•• F••••••••left Feb 14, 2024, registered Feb 14, 2024 (0 days) · Wirehouse to a state-registered adviser
- F•••• C•••••• A••••••• S••••••• to M••••• S••••••left Jun 8, 2021, registered Jun 11, 2021 (3 days) · Affiliated broker-dealer or bank to wirehouse
- U••• I••••••••• S••••••• C•••••• to F•••• C•••••• A••••••• S•••••••left Jun 17, 2020, registered Dec 1, 2020 (167 days) · Other · moved with a team
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- A••••••••• A•••••• S•••••••• I••• to U••• F•••••••• P••••••• S•••••••left Aug 9, 2004, registered Jan 21, 2005 (165 days) · Other
- Q•••• • R•••••• I••• to A••••••••• A•••••• S•••••••• I•••left Aug 26, 2003, registered Aug 5, 2003 (-21 days) · Other
- M••••• S•••••• D• I••• to Q•••• • R•••••• I•••left Dec 9, 2002, registered Dec 4, 2002 (-5 days) · Other
- B••••••• V• J•••••• left M••••• S•••••• for G•• F•••••••• S••••••• O• G•• F•••••••• (registered 2024-02-14)Feb 14, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address