DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Lake Brown
Feed of 09/14/2026
Also filed as Matthew Brown
At current firm
2 y
since Jun 6, 2024
In the industry
29 y
since Dec 5, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Jun 6, 2024 · Lisle, Il
- Morgan Stanley wirehouseSep 30, 2022 to Jun 4, 2024 · Lisle, Il
- Iht Wealth Management LLC BD affiliatedJan 24, 2020 to Oct 4, 2022 · Chicago, Il
- LPL Financial LLC BD affiliatedJan 17, 2020 to Jan 17, 2020 · Elgin, Il
- Huntington Financial Advisors BD affiliatedApr 30, 2018 to Jan 21, 2020 · Hinsdale, Il
- Scottrade Investment Management formerNov 17, 2016 to Mar 8, 2018 · Saint Louis, Mo
- Pnc Wealth Management BD affiliatedJun 7, 2013 to Feb 18, 2014 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 4, 2024, registered Jun 6, 2024 (2 days) · Wirehouse to wirehouse · moved with a team
- Iht Wealth Management LLC to Morgan Stanleyleft Oct 4, 2022, registered Sep 30, 2022 (-4 days) · Affiliated broker-dealer or bank to wirehouse
- Huntington Financial Advisors to LPL Financial LLCleft Jan 21, 2020, registered Jan 17, 2020 (-4 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Iht Wealth Management LLCleft Jan 17, 2020, registered Jan 24, 2020 (7 days) · Affiliated broker-dealer or bank to independent RIA
- Scottrade Investment Management to Huntington Financial Advisorsleft Mar 8, 2018, registered Apr 30, 2018 (53 days) · Affiliated broker-dealer or bank to another · moved with a team
- Pnc Wealth Management to Scottrade Investment Managementleft Feb 18, 2014, registered Nov 17, 2016 (1003 days) · Other
Signals
- Matthew Lake Brown left Morgan Stanley for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-06-06)Jun 4, 2024 · Advisor changed firm · fact
- Matthew Lake Brown left Iht Wealth Management Llc for Morgan Stanley (registered 2022-09-30)Oct 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address