DFX Intelligence
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Registered advisor
A•••••• M•••••• R••••••
Feed of 09/14/2026
Also filed as A•••••• M• R••••••••• R••••••••• M•••••• R••••••
At current firm
0 y
since Nov 20, 2025
In the industry
18 y
since Jun 27, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Nov 20, 2025 · Greenwood Village, Co
- W•••• F•••• A••••••• wirehouseNov 7, 2022 to Nov 6, 2025 · Vero Beach, Fl
- M••••• S•••••• wirehouseDec 9, 2020 to Sep 29, 2022 · Melbourne, Fl
- J••• M••••• S••••••••• L•• wirehouseNov 16, 2017 to Oct 9, 2020 · Delray Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 5, 2015 to Oct 19, 2017 · Vero Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••left Nov 6, 2025, registered Nov 20, 2025 (14 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 29, 2022, registered Nov 7, 2022 (39 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M••••• S••••••left Oct 9, 2020, registered Dec 9, 2020 (61 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 19, 2017, registered Nov 16, 2017 (28 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedNov 6, 2025 · Advisor changed firm · fact
- ••• LockedSep 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address