RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• R•••••• G•••••
- S•••••• W••••• A••••••• L•• i••••••••• wealth currentsince Apr 15, 2026 · Hudson, Oh
- M••••• S•••••• wirehouseAug 15, 2016 to Apr 16, 2026 · Cleveland, Oh
- G••••• R••••••••• P••••••• L•• institutionalApr 10, 2015 to Aug 15, 2016 · Cleveland, Oh
- I••••••••• F•••••••• P••••••• BD affiliatedSep 21, 2011 to May 1, 2015 · Cleveland, Oh
- L•• F•••••••• L•• BD affiliatedNov 30, 2010 to Nov 21, 2011 · Cleveland, Oh
- N•• A•••••••• I••• unclassifiedJul 11, 2008 to Nov 30, 2010 · Cleveland, Oh
- M••••• S•••••• to S•••••• W••••• A••••••• L••left Apr 16, 2026, registered Apr 15, 2026 (-1 days) · Wirehouse to independent RIA
- G••••• R••••••••• P••••••• L•• to M••••• S••••••left Aug 15, 2016, registered Aug 15, 2016 (0 days) · Other
- I••••••••• F•••••••• P••••••• to G••••• R••••••••• P••••••• L••left May 1, 2015, registered Apr 10, 2015 (-21 days) · Other · moved with a team
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Nov 21, 2011, registered Sep 21, 2011 (-61 days) · Other
- N•• A•••••••• I••• to L•• F•••••••• L••left Nov 30, 2010, registered Nov 30, 2010 (0 days) · corporate re-registration, not a move
- R•••••• R•••••• G••••• left M••••• S•••••• for S•••••• W••••• A••••••• L•• (registered 2026-04-15)Apr 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address