DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony William Hosfeld
Feed of 09/15/2026
Also filed as Tony Hosfeld
At current firm
6 y
since Nov 6, 2019
In the industry
29 y
since Jan 10, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
13
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince Nov 6, 2019 · Atlanta, Ga
- Advocacy Wealth Management, LLC independent RIAMar 12, 2012 to Dec 5, 2019 · Atlanta, Ga
- Certus Investment Advisors, LLC formerNov 1, 2011 to Dec 22, 2014 · Charlotte, Nc
- Sage Capital Holdings, LLC formerMar 24, 2011 to Nov 7, 2013 · Atlanta, Ga
- Certussecurities, Inc. unclassifiedJun 2, 2010 to Mar 28, 2011 · Atlanta, Ga
- First Legacy Securities, LLC unclassifiedNov 29, 2007 to Apr 27, 2010 · Helena, Al
- First Horizon Advisors, Inc formerJan 25, 2006 to Nov 26, 2007 · Lawrenceville, Ga
- Wells Fargo Advisors wirehouseApr 30, 2003 to Dec 19, 2005 · Lilburn, Ga
Moves
a registration end followed by a registration begin elsewhere
- Advocacy Wealth Management, LLC to Osaic Advisory Services, LLCleft Dec 5, 2019, registered Nov 6, 2019 (-29 days) · RIA to affiliated broker-dealer or bank
- Certus Investment Advisors, LLC to Advocacy Wealth Management, LLCleft Dec 22, 2014, registered Mar 12, 2012 (-1015 days) · Other
- Sage Capital Holdings, LLC to Certus Investment Advisors, LLCleft Nov 7, 2013, registered Nov 1, 2011 (-737 days) · Other
- Certussecurities, Inc. to Sage Capital Holdings, LLCleft Mar 28, 2011, registered Mar 24, 2011 (-4 days) · Other
- First Legacy Securities, LLC to Certussecurities, Inc.left Apr 27, 2010, registered Jun 2, 2010 (36 days) · Other
- First Horizon Advisors, Inc to First Legacy Securities, LLCleft Nov 26, 2007, registered Nov 29, 2007 (3 days) · Other
- Wells Fargo Advisors to First Horizon Advisors, Incleft Dec 19, 2005, registered Jan 25, 2006 (37 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address