DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••••• A••••• D••••••

I••••••••• P•••••• W••••• M••••••••• I•••mixed wealthSomers, Ny IA-onlyIAPD 2873814

Feed of 09/15/2026

Also filed as L•••••• A••••• Decosta

At current firm

0 y

since Jul 16, 2026

In the industry

29 y

since Jun 17, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• P•••••• W••••• M••••••••• I••• mixed wealth current
since Jul 16, 2026 · Somers, Ny
I••••••••• F••••• O••••• L•• former
Mar 5, 2025 to Aug 26, 2026 · Freeport, Ny
W•••• F•••• A••••••• wirehouse
Nov 3, 2017 to Mar 11, 2025 · Melville, Ny
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Nov 15, 2017 · New York, Ny
C•••• I••••••••• S••••••• C•••• former
Jan 23, 2008 to Oct 1, 2012 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

I••••••••• F••••• O••••• L•• to I••••••••• P•••••• W••••• M••••••••• I•••
left Aug 26, 2026, registered Jul 16, 2026 (-41 days) · RIA to RIA · moved with a team
W•••• F•••• A••••••• to I••••••••• F••••• O••••• L••
left Mar 11, 2025, registered Mar 5, 2025 (-6 days) · Other
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Nov 15, 2017, registered Nov 3, 2017 (-12 days) · Wirehouse to wirehouse · moved with a team
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

L•••••• A••••• D•••••• left I••••••••• F••••• O••••• L•• for I••••••••• P•••••• W••••• M••••••••• I••• (registered 2026-07-16)
Aug 26, 2026 · Advisor changed firm · fact
L•••••• A••••• D•••••• left W•••• F•••• A••••••• for I••••••••• F••••• O••••• L•• (registered 2025-03-05)
Mar 11, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address