DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Innovative Family Office LLC

Former SEC-registered adviserSomers, New YorkCRD 329496SEC 801-129455websiteIAPD
Latest filing Apr 15, 2026
First filing on the tape Jan 4, 2024 · 13 filings
SEC status approved since Feb 9, 2024
RAUM
$65.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$65.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$65.8M as of Apr 15, 2026
Mar 5, 2025$0 then
HNW client RAUM$38.2M as of Apr 15, 2026
Mar 5, 2025$0 then
State-registered IARs (5.B.3)8 as of Apr 15, 2026
Mar 5, 20251 then
Employees (5.A)8 as of Apr 15, 2026
Mar 5, 20251 then
Private funds: no history
RAUM +206% over the last fiscal yearIARs 0 to 8offices 2 to 7
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
RAUM per advisor
$8.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
35derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.9MderivedHNW RAUM over HNW clients
Average account
$238,461derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived8 offices incl. principal (1.F.5)
RAUM growth, one year
+206%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+1004%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$38.2M58%
  • Individuals$27.6M42%
Individual clients
263reported
HNW clients
13reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
276reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months5 left in 90 days0 joined in 90 days5 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Joeseph Nicholas Mancini · Managing Member, Chief Compliance Officercontrol
      since 09/2023 · owns 75% or more
    Related persons
    Schedule D 7.A
    Advisers that list Innovative Family Office LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Greenville, Sc001
    Somers, Ny · principal0061
    Montclair, Nj001
    Offices
    Schedule D 1.F, the 25 largest
    • , 2 employees
    What changed
    consecutive filings, newest first
    • Other offices · 6 to 7
      Mar 31, 2026 to Apr 15, 2026
    • Accounts · 54 to 276
      Dec 10, 2025 to Mar 31, 2026
    • Advisory employees · 6 to 8
      Dec 10, 2025 to Mar 31, 2026
    • HNW clients · 5 to 13
      Dec 10, 2025 to Mar 31, 2026
    • Individual clients · 20 to 263
      Dec 10, 2025 to Mar 31, 2026
    • Employees · 6 to 8
      Dec 10, 2025 to Mar 31, 2026
    • Insurance-licensed employees · 2 to 5
      Dec 10, 2025 to Mar 31, 2026
    • Financial planning clients · to 0
      Dec 10, 2025 to Mar 31, 2026
    • State-registered IARs · 0 to 8
      Dec 10, 2025 to Mar 31, 2026
    • Other offices · 5 to 6
      Dec 10, 2025 to Mar 31, 2026
    • Discretionary RAUM · $21.5M to $65.8M
      Dec 10, 2025 to Mar 31, 2026
    • HNW RAUM · $15.1M to $38.2M
      Dec 10, 2025 to Mar 31, 2026
    • Individual RAUM · $6.4M to $27.6M
      Dec 10, 2025 to Mar 31, 2026
    • RAUM · $21.5M to $65.8M
      Dec 10, 2025 to Mar 31, 2026
    • Other offices · 4 to 5
      Nov 11, 2025 to Dec 10, 2025
    • Business name · BROADSTREET FAMILY OFFICE LLC to INNOVATIVE FAMILY OFFICE LLC
      Jun 25, 2025 to Nov 11, 2025
    • Legal name · BROADSTREET FAMILY OFFICE LLC to INNOVATIVE FAMILY OFFICE LLC
      Jun 25, 2025 to Nov 11, 2025
    • Financial planning clients · unset to
      Mar 24, 2025 to Jun 25, 2025
    • Other offices · 2 to 4
      Mar 24, 2025 to Jun 25, 2025
    • Accounts · 0 to 54
      Mar 5, 2025 to Mar 24, 2025
    • Advisory employees · 1 to 6
      Mar 5, 2025 to Mar 24, 2025
    • HNW clients · 0 to 5
      Mar 5, 2025 to Mar 24, 2025
    • Individual clients · 0 to 20
      Mar 5, 2025 to Mar 24, 2025
    • Employees · 1 to 6
      Mar 5, 2025 to Mar 24, 2025
    • Insurance-licensed employees · 1 to 2
      Mar 5, 2025 to Mar 24, 2025
    • State-registered IARs · 1 to 0
      Mar 5, 2025 to Mar 24, 2025
    • Discretionary RAUM · $0 to $21.5M
      Mar 5, 2025 to Mar 24, 2025
    • HNW RAUM · $0 to $15.1M
      Mar 5, 2025 to Mar 24, 2025
    • Individual RAUM · $0 to $6.4M
      Mar 5, 2025 to Mar 24, 2025
    • RAUM · $0 to $21.5M
      Mar 5, 2025 to Mar 24, 2025
    • Other offices · 1 to 2
      Dec 5, 2024 to Mar 5, 2025
    • Other offices · 0 to 1
      Jun 26, 2024 to Dec 5, 2024
    Signals
    11 dated events
    • Innovative Family Office Llc no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $65.8M)
      Sep 1, 2026 · Left the SEC roster · derived
    • Lincoln Adrian Dacosta left Innovative Family Office Llc for Innovative Private Wealth Management Inc. (registered 2026-07-16)
      Aug 26, 2026 · Advisor changed firm · fact
    • Mark Reinstein no longer registered at Innovative Family Office Llc; no later IA registration on IAPD
      Aug 26, 2026 · Advisor departure · fact
    • Paul Dominic Pizzuti left Innovative Family Office Llc for Innovative Private Wealth Management Inc. (registered 2025-02-07)
      Aug 26, 2026 · Advisor changed firm · fact
    • Paul Bennett Plesser left Innovative Family Office Llc for Innovative Private Wealth Management Inc. (registered 2026-07-16)
      Aug 26, 2026 · Advisor changed firm · fact
    • Harrison Strong Horton no longer registered at Innovative Family Office Llc; no later IA registration on IAPD
      Aug 26, 2026 · Advisor departure · fact
    • Cory Paul Slovik left Innovative Family Office Llc for Innovative Private Wealth Management Inc. (registered 2026-07-27)
      Aug 26, 2026 · Advisor changed firm · fact
    • Nicholas Joeseph Mancini no longer registered at Innovative Family Office Llc; no later IA registration on IAPD
      Aug 26, 2026 · Advisor departure · fact
    • Sunil Kumar Handa left Innovative Family Office Llc for Innovative Private Wealth Management Inc. (registered 2025-06-25)
      Aug 26, 2026 · Advisor changed firm · fact
    • 3 advisors left Innovative Family Office LLC (Somers, NY) for Innovative Private Wealth Management Inc. on the same day
      Aug 26, 2026 · Team lift-out · derived
    • Broadstreet Family Office Llc filed its initial SEC registration (Form ADV)
      Jan 4, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026