DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• R•• M••••••

F•••• P••••••• W•••••• L••independent RIAAtlanta, GaIA-onlyIAPD 2893500

Certified Financial Planner

Feed of 09/14/2026

Also filed as Al M••••••

At current firm

2 y

since Aug 1, 2024

In the industry

29 y

since Jun 2, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Aug 1, 2024 · Atlanta, Ga
G••••• C••••••• L•• former
Oct 14, 2015 to Dec 2, 2024 · Atlanta, Ga
C••••••• P••••••• independent RIA
Jan 11, 2012 to Jul 14, 2015 · Marietta, Ga
F••••••• P••••••• T•••• C••••••• F•• unclassified
Apr 30, 2001 to Mar 28, 2007 · Dallas, Tx
S•••••••• A••••••• L•• national BD
Jan 24, 2001 to Oct 20, 2011 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

G••••• C••••••• L•• to F•••• P••••••• W•••••• L••
left Dec 2, 2024, registered Aug 1, 2024 (-123 days) · RIA to RIA · moved with a team
C••••••• P••••••• to G••••• C••••••• L••
left Jul 14, 2015, registered Oct 14, 2015 (92 days) · Other
S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••
left Oct 20, 2011, registered Apr 30, 2001 (-3825 days) · Other
F••••••• P••••••• T•••• C••••••• F•• to C••••••• P•••••••
left Mar 28, 2007, registered Jan 11, 2012 (1750 days) · Other

Signals

A•••• R•• M•••••• left G••••• C••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2024-08-01)
Dec 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address