RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••••• S••••••• N••••
- N•••••• A••••••• BD affiliated currentsince Jul 18, 2023 · Jacksonville, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedOct 27, 2016 to Jul 6, 2023 · Jacksonville, Fl
- S••••••• I••••••••• S•••••••• I••• formerSep 16, 2016 to Dec 31, 2016 · Jacksonville, Fl
- S•••••• S••••••••• I••• BD affiliatedJan 5, 2011 to Sep 12, 2016 · Columbus, Ga
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 10, 2003 to Feb 11, 2004 · Llake City , Fl
- W•••• F•••• A••••••• wirehouseApr 16, 2001 to Jul 2, 2002 · Jacksonville, Fl
- T••••• A••••••• S•••••••• I••• to N•••••• A•••••••left Jul 6, 2023, registered Jul 18, 2023 (12 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Oct 27, 2016 (-65 days) · corporate re-registration, not a move
- S•••••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Sep 12, 2016, registered Sep 16, 2016 (4 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to S•••••• S••••••••• I•••left Feb 11, 2004, registered Jan 5, 2011 (2520 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jul 2, 2002, registered Feb 10, 2003 (223 days) · Other
- A••••••• S••••••• N•••• left T••••• A••••••• S•••••••• I••• for N•••••• A••••••• (registered 2023-07-18)Jul 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address