DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Austin Dulaney Schutz
Feed of 09/14/2026
Also filed as Austin D Schutz
At current firm
0 y
since Dec 16, 2025
In the industry
26 y
since Apr 13, 2000 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Meche And Associates LLC state registered currentsince Dec 16, 2025 · Lafayette, La
- Capital Analysts BD affiliatedOct 17, 2023 to Nov 11, 2025 · Land O Lakes, Fl
- Lincoln Investment independent RIAOct 17, 2023 to Nov 11, 2025 · Lafayette, La
- Pruco Securities, LLC no RAUMNov 16, 2021 to Oct 18, 2023 · Lafayette, La
- Td Ameritrade, Inc. formerFeb 27, 2018 to Jan 11, 2021 · Baton Rouge, La
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- Scottrade Investment Management formerAug 4, 2016 to Feb 26, 2018 · Saint Louis, Mo
- J.P. Morgan Securities LLC wirehouseAug 19, 2010 to May 15, 2012 · Baton Rouge, La
- Hancock Whitney Investment Services Inc. independent RIAJun 4, 2009 to Jun 18, 2010 · Opelousas, La
Moves
a registration end followed by a registration begin elsewhere
- Lincoln Investment to Capital Analystsleft Nov 11, 2025, registered Oct 17, 2023 (-756 days) · RIA to affiliated broker-dealer or bank
- Capital Analysts to Meche And Associates LLCleft Nov 11, 2025, registered Dec 16, 2025 (35 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Pruco Securities, LLC to Lincoln Investmentleft Oct 18, 2023, registered Oct 17, 2023 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade, Inc. to Pruco Securities, LLCleft Jan 11, 2021, registered Nov 16, 2021 (309 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Scottrade Investment Managementleft May 15, 2012, registered Aug 4, 2016 (1542 days) · Other
- Hancock Whitney Investment Services Inc. to J.P. Morgan Securities LLCleft Jun 18, 2010, registered Aug 19, 2010 (62 days) · Other
Signals
- Austin Dulaney Schutz left Lincoln Investment for Capital Analysts (registered 2023-10-17)Nov 11, 2025 · Advisor changed firm · fact
- Austin Dulaney Schutz left Capital Analysts for Meche And Associates Llc (registered 2025-12-16)Nov 11, 2025 · Advisor changed firm · fact
- Austin Dulaney Schutz left Pruco Securities, Llc for Lincoln Investment (registered 2023-10-17)Oct 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address