RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• E•••••••• S•••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jun 30, 2025 · Denver, Co
- F••••• I••••••••• independent RIAOct 28, 2019 to Apr 13, 2023 · Phoenix, Md
- J••• M••••• S••••••••• L•• wirehouseFeb 16, 2017 to Apr 24, 2019 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 11, 2013 to Sep 1, 2015 · Baltimore, Md
- M•• S••••••••• I••• unclassifiedFeb 13, 2008 to Oct 21, 2013 · Baltimore, Md
- M•• S••••••••• I••• unclassifiedJul 6, 2004 to Sep 26, 2006 · Owings Mills, Md
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 29, 2003 to Jun 24, 2004 · Glen Burnie, Md
- F••••• I••••••••• to M••••• G••••• A••••••• I•••left Apr 13, 2023, registered Jun 30, 2025 (809 days) · RIA to RIA
- J••• M••••• S••••••••• L•• to F••••• I•••••••••left Apr 24, 2019, registered Oct 28, 2019 (187 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 1, 2015, registered Feb 16, 2017 (534 days) · Wirehouse to wirehouse
- M•• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 21, 2013, registered Nov 11, 2013 (21 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•• S••••••••• I•••left Jun 24, 2004, registered Jul 6, 2004 (12 days) · Other
- K•••••• E•••••••• S••••••• left F••••• I••••••••• for M••••• G••••• A••••••• I••• (registered 2025-06-30)Apr 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address