DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• L••••••• F•••••

L•• F•••••••• L••BD affiliatedSan Diego, Ca dual registrantIAPD 2929769

Feed of 09/15/2026

Also filed as Andy F•••••

At current firm

0 y

since Jan 13, 2026

In the industry

28 y

since Sep 30, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 13, 2026 · Madison, Wi
J•••••• W••••• I••• mixed wealth
Sep 14, 2021 to Apr 5, 2022 · Madison, Wi
A••••• A•• P••••••• S••••••• BD affiliated
Jun 25, 2014 to Nov 13, 2020 · Middleton, Wi
I••••••••• F•••••••• P••••••• BD affiliated
Jun 25, 2013 to Jun 13, 2014 · Madison, Wi
S•••••••• A••••••• L•• national BD
Apr 29, 2005 to Jun 6, 2012 · Princeton, Nj

Moves

a registration end followed by a registration begin elsewhere

J•••••• W••••• I••• to L•• F•••••••• L••
left Apr 5, 2022, registered Jan 13, 2026 (1379 days) · RIA to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to J•••••• W••••• I•••
left Nov 13, 2020, registered Sep 14, 2021 (305 days) · Affiliated broker-dealer or bank to independent RIA
I••••••••• F•••••••• P••••••• to A••••• A•• P••••••• S•••••••
left Jun 13, 2014, registered Jun 25, 2014 (12 days) · Other
S•••••••• A••••••• L•• to I••••••••• F•••••••• P•••••••
left Jun 6, 2012, registered Jun 25, 2013 (384 days) · Other

Signals

A••••• L••••••• F••••• left J•••••• W••••• I••• for L•• F•••••••• L•• (registered 2026-01-13)
Apr 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address