RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••• W•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Sep 3, 2026 · Eagle, Id
- E•••••• F•••••••• E•••••• independent RIA currentsince Oct 15, 2018 · Chandler, Az
- E•••••• F•••••••• S•••••••• L•• formerAug 29, 2011 to Nov 1, 2018 · Fairfax, Va
- U••• F•••••••• P••••••• S••••••• formerSep 11, 2009 to Jul 15, 2010 · Phoenix, Az
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedOct 23, 2006 to Aug 26, 2009 · Colorado Springs, Co
- Z•••• D•••••• I••• unclassifiedAug 23, 2006 to Sep 22, 2006 · Denver, Co
- V••••••• A•••••••• I••• BD affiliatedApr 21, 2000 to Oct 24, 2006 · Malvern, Pa
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Oct 15, 2018 (-17 days) · corporate re-registration, not a move
- U••• F•••••••• P••••••• S••••••• to E•••••• F•••••••• S•••••••• L••left Jul 15, 2010, registered Aug 29, 2011 (410 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to U••• F•••••••• P••••••• S•••••••left Aug 26, 2009, registered Sep 11, 2009 (16 days) · Other
- V••••••• A•••••••• I••• to Z•••• D•••••• I•••left Oct 24, 2006, registered Aug 23, 2006 (-62 days) · Other
- Z•••• D•••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••left Sep 22, 2006, registered Oct 23, 2006 (31 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address