DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gordon Burke Ward
Feed of 09/15/2026
Also filed as Gordon B Ward
At current firm
7 y
since Sep 24, 2018
In the industry
28 y
since Mar 20, 1998 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Retirement Advisors, LLC other currentsince Sep 24, 2018 · Windsor, Ct
- Voya Financial Advisors, Inc. BD affiliatedApr 1, 2016 to May 25, 2018 · Hackensack, Nj
- Voya Retirement Advisors, LLC otherMar 13, 2014 to Feb 1, 2016 · Windsor, Ct
- J.P. Morgan Institutional Investments formerApr 29, 2011 to Dec 2, 2013 · Overland Park, Ks
- Lincoln Investment independent RIAMar 14, 2008 to Aug 10, 2010 · Iselin, Nj
- Msi Financial Services, Inc. formerAug 30, 2007 to Mar 17, 2008 · New Rochelle, Ny
- Lenox Advisors, Inc. unclassifiedOct 25, 2006 to Mar 15, 2007 · New York, Ny
- Valic Financial Advisors, Inc. BD affiliatedJun 19, 2003 to Jan 13, 2006 · Cherry Hill, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 6, 2002 to Aug 13, 2003 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Voya Retirement Advisors, LLCleft May 25, 2018, registered Sep 24, 2018 (122 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Voya Retirement Advisors, LLC to Voya Financial Advisors, Inc.left Feb 1, 2016, registered Apr 1, 2016 (60 days) · Other
- J.P. Morgan Institutional Investments to Voya Retirement Advisors, LLCleft Dec 2, 2013, registered Mar 13, 2014 (101 days) · Other
- Lincoln Investment to J.P. Morgan Institutional Investmentsleft Aug 10, 2010, registered Apr 29, 2011 (262 days) · Other
- Msi Financial Services, Inc. to Lincoln Investmentleft Mar 17, 2008, registered Mar 14, 2008 (-3 days) · Other
- Lenox Advisors, Inc. to Msi Financial Services, Inc.left Mar 15, 2007, registered Aug 30, 2007 (168 days) · Other
- Valic Financial Advisors, Inc. to Lenox Advisors, Inc.left Jan 13, 2006, registered Oct 25, 2006 (285 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Valic Financial Advisors, Inc.left Aug 13, 2003, registered Jun 19, 2003 (-55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address