RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• S•• K••
- N••••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Mar 29, 2021 · Columbus, Oh
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 10, 2019 to Mar 18, 2021 · Bethesda, Md
- G••••• R••••••••• P••••••• L•• institutionalApr 25, 2017 to Mar 13, 2019 · Mclean, Va
- H••• S••••••••• •••• I••• BD affiliatedMay 2, 2014 to Oct 1, 2015 · Arlington, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 28, 2013 to Apr 17, 2014 · Washington, Dc
- P••• A••••• S••••••••• L•• BD affiliatedMay 21, 2010 to Feb 26, 2013 · Chevy Chase, Md
- W•••• F•••• A••••••• wirehouseMar 23, 2009 to Nov 23, 2009 · Mclean, Va
- P•••• S••••••••• L•• no RAUMJun 27, 2002 to Oct 13, 2004 · Vienna, Va
- K••••• A••••••• S•••••••• L•• to N••••••••• I••••••••• A•••••••• L••left Mar 18, 2021, registered Mar 29, 2021 (11 days) · Affiliated broker-dealer or bank to another
- G••••• R••••••••• P••••••• L•• to K••••• A••••••• S•••••••• L••left Mar 13, 2019, registered Apr 10, 2019 (28 days) · Other
- H••• S••••••••• •••• I••• to G••••• R••••••••• P••••••• L••left Oct 1, 2015, registered Apr 25, 2017 (572 days) · Other
- C•••••••• G••••• M•••••• I••• to H••• S••••••••• •••• I•••left Apr 17, 2014, registered May 2, 2014 (15 days) · Other
- P••• A••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Feb 26, 2013, registered Mar 28, 2013 (30 days) · Other
- W•••• F•••• A••••••• to P••• A••••• S••••••••• L••left Nov 23, 2009, registered May 21, 2010 (179 days) · Other
- P•••• S••••••••• L•• to W•••• F•••• A•••••••left Oct 13, 2004, registered Mar 23, 2009 (1622 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address