RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• G••••••
- O•••••• C•••••••• A•••••••• L•• independent RIA currentsince Oct 2, 2025 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 22, 2023 to Sep 24, 2025 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseOct 3, 2022 to Aug 15, 2023 · Peachtree City, Ga
- W•••• F•••• A••••••• wirehouseJul 16, 2021 to Oct 3, 2022 · Atlanta, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 9, 2019 to Jun 18, 2021 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 7, 2019 · Atlanta, Ga
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedMar 27, 2003 to Apr 2, 2007 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••••• C•••••••• A•••••••• L••left Sep 24, 2025, registered Oct 2, 2025 (8 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 15, 2023, registered Aug 22, 2023 (7 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 3, 2022, registered Oct 3, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••• F•••• A•••••••left Jun 18, 2021, registered Jul 16, 2021 (28 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 7, 2019, registered Dec 9, 2019 (32 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- D••••• G•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••••• C•••••••• A•••••••• L•• (registered 2025-10-02)Sep 24, 2025 · Advisor changed firm · fact
- D••••• G•••••• left W•••• F•••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-08-22)Aug 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address