DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael E Sullivan

T. Rowe Price Advisory Services, Inc.BD affiliatedOwings Mills, Mddual registrantIAPD 3008134

Feed of 09/14/2026

Also filed as Michael Edward Sullivan

At current firm

2 y

since Sep 16, 2024

In the industry

28 y

since Apr 17, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T. Rowe Price Advisory Services, Inc. BD affiliated current
since Sep 16, 2024 · Owings Mills, Md
Keel Point, LLC independent RIA
Feb 8, 2023 to Mar 22, 2023 · Mclean, Va
Morgan Stanley wirehouse
Mar 19, 2010 to Oct 19, 2022 · Hunt Valley, Md
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Mar 25, 2010 · Towson, Md
Banc Of America Investment Services, Inc. unclassified
Nov 4, 2005 to Oct 23, 2009 · Towson, Md
Valic Financial Advisors, Inc. BD affiliated
Aug 6, 2004 to Jul 11, 2005 · Glen Burnie, Md
T. Rowe Price Advisory Services, Inc. BD affiliated
Jun 17, 2003 to Aug 25, 2004 · Owings Mills, Md
Ferris, Baker Watts, LLC unclassified
Oct 30, 2002 to Jun 2, 2003 · Baltimore, Md

Moves

a registration end followed by a registration begin elsewhere

Keel Point, LLC to T. Rowe Price Advisory Services, Inc.
left Mar 22, 2023, registered Sep 16, 2024 (544 days) · RIA to affiliated broker-dealer or bank
Morgan Stanley to Keel Point, LLC
left Oct 19, 2022, registered Feb 8, 2023 (112 days) · Wirehouse to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley
left Mar 25, 2010, registered Mar 19, 2010 (-6 days) · Wirehouse to wirehouse
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Valic Financial Advisors, Inc. to Banc Of America Investment Services, Inc.
left Jul 11, 2005, registered Nov 4, 2005 (116 days) · Other
T. Rowe Price Advisory Services, Inc. to Valic Financial Advisors, Inc.
left Aug 25, 2004, registered Aug 6, 2004 (-19 days) · Other
Ferris, Baker Watts, LLC to T. Rowe Price Advisory Services, Inc.
left Jun 2, 2003, registered Jun 17, 2003 (15 days) · Other

Signals

Michael E Sullivan left Keel Point, Llc for T. Rowe Price Advisory Services, Inc. (registered 2024-09-16)
Mar 22, 2023 · Advisor changed firm · fact
Michael E Sullivan left Morgan Stanley for Keel Point, Llc (registered 2023-02-08)
Oct 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address