P••• A••••• M•••••

• P•• W••••• M••••••••• BD affiliated current
  since Dec 13, 2018 · North Olmsted, Oh
• K•• I••••••••• S••••••• L•• BD affiliated
  May 2, 2017 to Oct 24, 2018 · Cleveland, Oh
• P•• W••••• M••••••••• BD affiliated
  Dec 8, 2010 to Apr 28, 2017 · Elyria, Oh
• H••••••••• F•••••••• A••••••• BD affiliated
  Dec 22, 2009 to Nov 16, 2010 · Concord, Oh
• A••••••• F•••••••• A•••••••• L•• BD affiliated
  Jul 16, 2008 to May 19, 2009 · Hudson, Oh
• F•••• T•••• S••••••••• I••• BD affiliated
  Feb 14, 2005 to Feb 9, 2007 · Wellington, Oh

• K•• I••••••••• S••••••• L•• to P•• W••••• M•••••••••
  left Oct 24, 2018, registered Dec 13, 2018 (50 days) · Affiliated broker-dealer or bank to another · moved with a team
• P•• W••••• M••••••••• to K•• I••••••••• S••••••• L••
  left Apr 28, 2017, registered May 2, 2017 (4 days) · Other
• H••••••••• F•••••••• A••••••• to P•• W••••• M•••••••••
  left Nov 16, 2010, registered Dec 8, 2010 (22 days) · Other
• A••••••• F•••••••• A•••••••• L•• to H••••••••• F•••••••• A•••••••
  left May 19, 2009, registered Dec 22, 2009 (217 days) · Other
• F•••• T•••• S••••••••• I••• to A••••••• F•••••••• A•••••••• L••
  left Feb 9, 2007, registered Jul 16, 2008 (523 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address