RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• G•••• S••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Mar 25, 2019 · Addison, Tx
- W•••••• W••••• M••••••••• L•• independent RIASep 13, 2016 to Mar 25, 2019 · Fort Worth, Tx
- W•••• F•••• A••••••• wirehouseAug 24, 2012 to Sep 16, 2016 · Fort Worth, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerAug 22, 2011 to Aug 27, 2012 · Crowley, Tx
- B••• C•••••• I••••••••• S••••••••• I•• unclassifiedJul 8, 2005 to Jul 15, 2011 · Granbury, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 19, 2004 to Jul 1, 2005 · Ft. Worth , Tx
- W•••••• W••••• M••••••••• L•• to V•••• F•••••••• A•••••••• I•••left Mar 25, 2019, registered Mar 25, 2019 (0 days) · RIA to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••••• W••••• M••••••••• L••left Sep 16, 2016, registered Sep 13, 2016 (-3 days) · Other · moved with a team
- P•• M•••••• A•••••• S••••••••• I••• to W•••• F•••• A•••••••left Aug 27, 2012, registered Aug 24, 2012 (-3 days) · Other
- B••• C•••••• I••••••••• S••••••••• I•• to P•• M•••••• A•••••• S••••••••• I•••left Jul 15, 2011, registered Aug 22, 2011 (38 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to B••• C•••••• I••••••••• S••••••••• I••left Jul 1, 2005, registered Jul 8, 2005 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address