DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeremy Scott Clark
Feed of 09/14/2026
At current firm
1 y
since Nov 8, 2024
In the industry
28 y
since Apr 28, 1998 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince Nov 8, 2024 · Mayfield Hts, Oh
- Arbor Point Advisors formerOct 4, 2023 to Nov 8, 2024 · Mayfield Heights, Oh
- Beacon Financial Advisory LLC independent RIAJul 1, 2015 to Oct 9, 2023 · Cleveland, Oh
- Capital Analysts BD affiliatedJun 5, 2012 to Oct 5, 2023 · Cleveland, Oh
- Lincoln Investment independent RIAJun 1, 2012 to Jul 20, 2015 · Cleveland, Oh
- Cincinnati Analysts, Inc formerApr 26, 2010 to Jun 1, 2012 · Cleveland, Oh
- Sanders Morris LLC independent RIASep 8, 2009 to May 21, 2010 · Beachwood, Oh
- Nrp Advisors, Inc. unclassifiedAug 11, 2008 to Aug 20, 2009 · Cleveland, Oh
- Girard Securities, Inc. formerFeb 3, 2006 to Aug 11, 2008 · Cleveland, Oh
- LPL Financial LLC BD affiliatedJul 7, 2000 to Feb 2, 2006 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Arbor Point Advisors to Osaic Advisory Services, LLCleft Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
- Beacon Financial Advisory LLC to Arbor Point Advisorsleft Oct 9, 2023, registered Oct 4, 2023 (-5 days) · RIA to affiliated broker-dealer or bank
- Capital Analysts to Beacon Financial Advisory LLCleft Oct 5, 2023, registered Jul 1, 2015 (-3018 days) · Other
- Lincoln Investment to Capital Analystsleft Jul 20, 2015, registered Jun 5, 2012 (-1140 days) · Other · moved with a team
- Cincinnati Analysts, Inc to Lincoln Investmentleft Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
- Sanders Morris LLC to Cincinnati Analysts, Incleft May 21, 2010, registered Apr 26, 2010 (-25 days) · Other
- Nrp Advisors, Inc. to Sanders Morris LLCleft Aug 20, 2009, registered Sep 8, 2009 (19 days) · Other
- Girard Securities, Inc. to Nrp Advisors, Inc.left Aug 11, 2008, registered Aug 11, 2008 (0 days) · Other
- LPL Financial LLC to Girard Securities, Inc.left Feb 2, 2006, registered Feb 3, 2006 (1 days) · Other
Signals
- Jeremy Scott Clark left Beacon Financial Advisory Llc for Arbor Point Advisors (registered 2023-10-04)Oct 9, 2023 · Advisor changed firm · fact
- Jeremy Scott Clark left Capital Analysts for Beacon Financial Advisory Llc (registered 2015-07-01)Oct 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address