M•••• S•• F•••••

• K••••• A•••••••• I••• BD affiliated current
  since Apr 8, 2011 · Ft. Lauderdale, Fl
• S••••••• F•••••••• S•••••••• I••• former
  Mar 15, 2007 to Jan 13, 2011 · Colorado Springs, Co
• H•••••• T••••••• • K•••• L•• independent RIA
  Aug 5, 2005 to Mar 13, 2007 · Colorado Springs, Co
• P••• A••••• S••••••••• L•• BD affiliated
  Apr 5, 2002 to Aug 9, 2005 · Colorado Springs, Co

• S••••••• F•••••••• S•••••••• I••• to K••••• A•••••••• I•••
  left Jan 13, 2011, registered Apr 8, 2011 (85 days) · Other
• H•••••• T••••••• • K•••• L•• to S••••••• F•••••••• S•••••••• I•••
  left Mar 13, 2007, registered Mar 15, 2007 (2 days) · Other
• P••• A••••• S••••••••• L•• to H•••••• T••••••• • K•••• L••
  left Aug 9, 2005, registered Aug 5, 2005 (-4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address