DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ji Michael Y Chung
Feed of 09/14/2026
Also filed as Michael Chung
At current firm
6 y
since Oct 31, 2019
In the industry
27 y
since Nov 20, 1998 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wells Fargo Advisors wirehouse currentsince Oct 31, 2019 · San Jose, Ca
- Morgan Stanley wirehouseJul 27, 2015 to Nov 1, 2019 · Cupertino, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 23, 2012 to Jul 27, 2015 · San Jose, Ca
- Msi Financial Services, Inc. formerJun 10, 2011 to Apr 4, 2012 · San Jose, Ca
- MML Investors Services, LLC BD affiliatedJul 29, 2009 to Oct 27, 2010 · San Jose, Ca
- Park Avenue Securities LLC BD affiliatedMar 30, 2009 to May 14, 2009 · San Diego, Ca
- Pruco Securities, LLC no RAUMSep 7, 2006 to Feb 2, 2009 · San Jose, Ca
- Whjr Associates formerJul 29, 2005 to Mar 10, 2006 · Campbell, Ca
- Osaic Wealth, Inc. BD affiliatedJul 27, 2005 to Mar 10, 2006 · Campbell, Ca
- Whjr Associates formerMay 1, 2003 to Apr 8, 2004 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Wells Fargo Advisorsleft Nov 1, 2019, registered Oct 31, 2019 (-1 days) · Wirehouse to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Jul 27, 2015, registered Jul 27, 2015 (0 days) · Wirehouse to wirehouse · moved with a team
- Msi Financial Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 4, 2012, registered Apr 23, 2012 (19 days) · Other
- MML Investors Services, LLC to Msi Financial Services, Inc.left Oct 27, 2010, registered Jun 10, 2011 (226 days) · Other
- Park Avenue Securities LLC to MML Investors Services, LLCleft May 14, 2009, registered Jul 29, 2009 (76 days) · Other
- Pruco Securities, LLC to Park Avenue Securities LLCleft Feb 2, 2009, registered Mar 30, 2009 (56 days) · Other
- Osaic Wealth, Inc. to Whjr Associatesleft Mar 10, 2006, registered Jul 29, 2005 (-224 days) · Other
- Whjr Associates to Pruco Securities, LLCleft Mar 10, 2006, registered Sep 7, 2006 (181 days) · Other
- Whjr Associates to Osaic Wealth, Inc.left Apr 8, 2004, registered Jul 27, 2005 (475 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address