RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• L••• H•••••
- H••••• F•••••••• G••••• L•• state registered currentsince Jan 22, 2021 · Austin, Tx
- H••••• F•••••••• G••••• L•• state registeredOct 18, 2016 to Dec 31, 2020 · Austin, Tx
- P••• A••••• S••••••••• L•• BD affiliatedFeb 2, 2015 to Jun 7, 2016 · Austin, Tx
- E•••• S••••••••• L•• BD affiliatedOct 15, 2013 to Jan 23, 2015 · Austin, Tx
- S•••••••• A••••••• L•• national BDJan 29, 2008 to Jul 12, 2011 · Austin, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 17, 2007 to Nov 8, 2007 · Austin, Tx
- H••••• F•••••••• G••••• L•• unclassifiedOct 18, 2005 to May 9, 2007 · Austin, Tx
- A••••••• A••••••• S••••••• formerSep 24, 2004 to Jun 9, 2005 · Greenwood Vlg, Co
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 27, 2001 to Jul 1, 2004 · Lakewood, Co
- P••• A••••• S••••••••• L•• to H••••• F•••••••• G••••• L••left Jun 7, 2016, registered Oct 18, 2016 (133 days) · Other
- E•••• S••••••••• L•• to P••• A••••• S••••••••• L••left Jan 23, 2015, registered Feb 2, 2015 (10 days) · Other · moved with a team
- S•••••••• A••••••• L•• to E•••• S••••••••• L••left Jul 12, 2011, registered Oct 15, 2013 (826 days) · Other
- M•• I•••••••• S•••••••• L•• to S•••••••• A••••••• L••left Nov 8, 2007, registered Jan 29, 2008 (82 days) · Other
- H••••• F•••••••• G••••• L•• to M•• I•••••••• S•••••••• L••left May 9, 2007, registered May 17, 2007 (8 days) · Other
- A••••••• A••••••• S••••••• to H••••• F•••••••• G••••• L••left Jun 9, 2005, registered Oct 18, 2005 (131 days) · Other
- V•••• F•••••••• A•••••••• I••• to A••••••• A••••••• S•••••••left Jul 1, 2004, registered Sep 24, 2004 (85 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address