DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• A••• G•••

W••••• A••••••• S•••••••• L••institutionalShorewood, Il IA-onlyIAPD 3092855

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••••• A••• Giampaolo

At current firm

0 y

since Apr 2, 2026

In the industry

27 y

since Oct 29, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• A••••••• S•••••••• L•• institutional current
since Apr 2, 2026 · Shorewood, Il
G••••• R••••••••• P••••••• L•• institutional
Mar 27, 2025 to Apr 15, 2026 · San Rafael, Ca
C••• I••••••••• A••••••• S•••••••• L•• institutional
Mar 25, 2020 to Mar 14, 2025 · Cleveland, Oh
C••• R••••••••• P••• A••••••• S••••••• institutional
Mar 25, 2020 to Mar 14, 2025 · Cleveland, Oh
K••••• A••••••• S•••••••• L•• BD affiliated
Apr 22, 2016 to Mar 27, 2020 · Glendale, Ca
N•• A•••••• S•••••••• L•• former
Aug 26, 2015 to Sep 22, 2016 · Glendale, Ca
S••••••• I••••••••• A•••••••• I••• other
Apr 5, 2012 to Aug 3, 2015 · Orange, Ca
P•••••••• S••••••••• I••• BD affiliated
Nov 30, 2004 to Oct 9, 2008 · Waltham, Ma

Moves

a registration end followed by a registration begin elsewhere

G••••• R••••••••• P••••••• L•• to W••••• A••••••• S•••••••• L••
left Apr 15, 2026, registered Apr 2, 2026 (-13 days) · Other
C••• R••••••••• P••• A••••••• S••••••• to C••• I••••••••• A••••••• S•••••••• L••
left Mar 14, 2025, registered Mar 25, 2020 (-1815 days) · Other
C••• I••••••••• A••••••• S•••••••• L•• to C••• R••••••••• P••• A••••••• S•••••••
left Mar 14, 2025, registered Mar 25, 2020 (-1815 days) · Other
K••••• A••••••• S•••••••• L•• to C••• R••••••••• P••• A••••••• S•••••••
left Mar 27, 2020, registered Mar 25, 2020 (-2 days) · Other
N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
left Sep 22, 2016, registered Apr 22, 2016 (-153 days) · corporate re-registration, not a move
S••••••• I••••••••• A•••••••• I••• to N•• A•••••• S•••••••• L••
left Aug 3, 2015, registered Aug 26, 2015 (23 days) · Other · moved with a team
P•••••••• S••••••••• I••• to S••••••• I••••••••• A•••••••• I•••
left Oct 9, 2008, registered Apr 5, 2012 (1274 days) · Other

Signals

J••••••• A••• G••• left G••••• R••••••••• P••••••• L•• for W••••• A••••••• S•••••••• L•• (registered 2026-04-02)
Apr 15, 2026 · a•••••• firm change · fact
J••••••• A••• G••• left C••• R••••••••• P••• A••••••• S••••••• for C••• I••••••••• A••••••• S•••••••• L•• (registered 2020-03-25)
Mar 14, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address