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Registered advisor
A••• H•••••
Feed of 09/14/2026
Also filed as A••• H•••••
At current firm
2 y
since Jul 19, 2024
In the industry
27 y
since Jun 29, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 19, 2024 · San Francisco, Ca
- M••••• S•••••• wirehouseApr 28, 2023 to Jun 21, 2024 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerApr 24, 2018 to May 19, 2023 · San Francisco, Ca
- H•••••••• A•••••••• L•• BD affiliatedMar 22, 2010 to Apr 18, 2018 · Palm Desert, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 14, 2010 · Menlo Park, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 31, 2006 to Jun 1, 2009 · Menlo Park, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jun 21, 2024, registered Jul 19, 2024 (28 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••left May 19, 2023, registered Apr 28, 2023 (-21 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- H•••••••• A•••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Apr 18, 2018, registered Apr 24, 2018 (6 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to H•••••••• A•••••••• L••left Apr 14, 2010, registered Mar 22, 2010 (-23 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- A••• H••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2024-07-19)Jun 21, 2024 · Advisor changed firm · fact
- A••• H••••• left J••• M••••• P•••••• W••••• A••••••• L•• for M••••• S•••••• (registered 2023-04-28)May 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address