DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• M•••••• W••••

S••••• W••••• A•••••••• I•••no RAUMPhoenix, Azdual registrantIAPD 3130899

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since May 2, 2025

In the industry

27 y

since Oct 6, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since May 2, 2025 · Phoenix, Az
V••••••• A•••••••• I••• BD affiliated
Dec 6, 2016 to Apr 25, 2025 · Scottsdale, Az
M•• I•••••••• S•••••••• L•• BD affiliated
Apr 17, 2015 to Apr 30, 2015 · Scottsdale, Az
U••• F•••••••• P••••••• S••••••• former
Mar 28, 2013 to Mar 11, 2014 · Scottsdale, Az
U••• I••••••••• S••••••• C•••••• no RAUM
Sep 3, 2008 to Apr 5, 2013 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to S••••• W••••• A•••••••• I•••
left Apr 25, 2025, registered May 2, 2025 (7 days) · Other
M•• I•••••••• S•••••••• L•• to V••••••• A•••••••• I•••
left Apr 30, 2015, registered Dec 6, 2016 (586 days) · Other
U••• F•••••••• P••••••• S••••••• to M•• I•••••••• S•••••••• L••
left Mar 11, 2014, registered Apr 17, 2015 (402 days) · Other
U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••
left Apr 5, 2013, registered Mar 28, 2013 (-8 days) · corporate re-registration, not a move

Signals

J•••• M•••••• W•••• left V••••••• A•••••••• I••• for S••••• W••••• A•••••••• I••• (registered 2025-05-02)
Apr 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address