DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher J Diskin
Feed of 09/14/2026
Also filed as Christopher James Diskin
At current firm
0 y
since Mar 25, 2026
In the industry
27 y
since Jan 21, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Mar 25, 2026 · Huntersville, Nc
- Edelman Financial Engines independent RIASep 9, 2024 to Mar 13, 2026 · Huntersville, Nc
- LPL Financial LLC BD affiliatedJan 13, 2022 to Sep 6, 2024 · Fort Mill, Sc
- Advice And Planning Services BD affiliatedAug 6, 2018 to Jan 10, 2022 · Charlotte, Nc
- Wells Fargo Advisors wirehouseApr 5, 2007 to May 10, 2018 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Engines to Edward Jonesleft Mar 13, 2026, registered Mar 25, 2026 (12 days) · RIA to affiliated broker-dealer or bank
- LPL Financial LLC to Edelman Financial Enginesleft Sep 6, 2024, registered Sep 9, 2024 (3 days) · Affiliated broker-dealer or bank to independent RIA
- Advice And Planning Services to LPL Financial LLCleft Jan 10, 2022, registered Jan 13, 2022 (3 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Advice And Planning Servicesleft May 10, 2018, registered Aug 6, 2018 (88 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Christopher J Diskin left Edelman Financial Engines for Edward Jones (registered 2026-03-25)Mar 13, 2026 · Advisor changed firm · fact
- Christopher J Diskin left Lpl Financial Llc for Edelman Financial Engines (registered 2024-09-09)Sep 6, 2024 · Advisor changed firm · fact
- Christopher J Diskin left Advice And Planning Services for Lpl Financial Llc (registered 2022-01-13)Jan 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address