DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Sheridan York
Feed of 09/14/2026
Also filed as Michael Sheridan York
At current firm
11 y
since Apr 6, 2015
In the industry
27 y
since Aug 11, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Advisor Alliance, LLC independent RIA currentsince Apr 6, 2015 · Raleigh, Nc
- Stratos Wealth Partners, Ltd BD affiliatedApr 11, 2012 to May 21, 2012 · Raleigh, Nc
- Capital Investment Advisory Services, LLC BD affiliatedJan 18, 2011 to Mar 15, 2012 · Raleigh, Nc
- Wells Fargo Advisors wirehouseSep 6, 2006 to Jan 19, 2011 · Raleigh, Nc
- Morgan Stanley Dw Inc. unclassifiedFeb 25, 2004 to Apr 26, 2006 · Raleigh, Nc
- Wells Fargo Advisors wirehouseJun 21, 2002 to Sep 10, 2002 · Raleigh, Nc
- Captrust Financial Advisors, LLC unclassifiedOct 28, 1999 to Jun 21, 2002 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- Stratos Wealth Partners, Ltd to Independent Advisor Alliance, LLCleft May 21, 2012, registered Apr 6, 2015 (1050 days) · Other
- Capital Investment Advisory Services, LLC to Stratos Wealth Partners, Ltdleft Mar 15, 2012, registered Apr 11, 2012 (27 days) · Other
- Wells Fargo Advisors to Capital Investment Advisory Services, LLCleft Jan 19, 2011, registered Jan 18, 2011 (-1 days) · Other
- Morgan Stanley Dw Inc. to Wells Fargo Advisorsleft Apr 26, 2006, registered Sep 6, 2006 (133 days) · Other
- Wells Fargo Advisors to Morgan Stanley Dw Inc.left Sep 10, 2002, registered Feb 25, 2004 (533 days) · Other
- Captrust Financial Advisors, LLC to Wells Fargo Advisorsleft Jun 21, 2002, registered Jun 21, 2002 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address