RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• M••• C••••••••
- S••••• C•••••• S•••••••• L•• no RAUM currentsince Jun 18, 2021 · Brentwood, Tn
- V••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 12, 2021 · Brentwood, Tn
- K• S••••• C•••••• P••••••• unclassifiedJan 23, 2019 to Jun 10, 2020 · St. Louis, Mo
- L••••• F•••••••• G••••• L•• BD affiliatedOct 23, 2017 to Oct 17, 2018 · Saint Louis, Mo
- W••••••••• A••••••• L•• BD affiliatedNov 6, 2015 to Jun 3, 2016 · Palo Alto, Ca
- P•••••••• S••••••••• I••• BD affiliatedJun 22, 2015 to Oct 22, 2015 · San Jose, Ca
- F••••••• S••••••••• I••• formerMay 16, 2014 to Dec 31, 2014 · Santa Clara, Ca
- Q•••••• A•••• M••••••••• I••• formerJan 5, 2012 to May 21, 2014 · Minneapolis, Mn
- M••••• K••••• • C••••••• L•• formerJun 22, 2005 to Nov 24, 2009 · Memphis, Tn
- K• S••••• C•••••• P••••••• to V••••• C•••••• M••••••••• L••left Jun 10, 2020, registered Jan 12, 2021 (216 days) · Other
- L••••• F•••••••• G••••• L•• to K• S••••• C•••••• P•••••••left Oct 17, 2018, registered Jan 23, 2019 (98 days) · Other
- W••••••••• A••••••• L•• to L••••• F•••••••• G••••• L••left Jun 3, 2016, registered Oct 23, 2017 (507 days) · Other
- P•••••••• S••••••••• I••• to W••••••••• A••••••• L••left Oct 22, 2015, registered Nov 6, 2015 (15 days) · Other
- F••••••• S••••••••• I••• to P•••••••• S••••••••• I•••left Dec 31, 2014, registered Jun 22, 2015 (173 days) · Other
- Q•••••• A•••• M••••••••• I••• to F••••••• S••••••••• I•••left May 21, 2014, registered May 16, 2014 (-5 days) · Other
- M••••• K••••• • C••••••• L•• to Q•••••• A•••• M••••••••• I•••left Nov 24, 2009, registered Jan 5, 2012 (772 days) · Other
- S••••• M••• C•••••••• no longer holds an investment adviser registration (last listed at V••••• C•••••• M••••••••• L•• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address