DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• B••••••

V••• F•••••••• A•••••••• I•••BD affiliatedNashville, Tn dual registrantIAPD 3162934

Feed of 09/14/2026

Also filed as J•••••• B••••••

At current firm

0 y

since Dec 2, 2025

In the industry

27 y

since Jan 14, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Dec 2, 2025 · Johnson City, Tn
C••••• I••••••••• A••••••• L•• BD affiliated
Nov 15, 2022 to May 6, 2024 · Johnson City, Tn
E•••••• A••••••• G••••• L•• BD affiliated
Jan 18, 2022 to Jul 26, 2022 · Gray, Tn
C••• S••••• P••••••• BD affiliated
Jan 24, 2020 to Aug 24, 2020 · Johnson City, Tn
B•• W••••• M••••••••• L•• independent RIA
Jan 14, 2019 to Jan 29, 2020 · Johnson City, Tn
F•••• H•••••• A•••••••• I•• former
Jul 1, 2015 to Nov 2, 2018 · Johnson City, Tn
S••••••• I••••••••• S•••••••• I••• former
Jan 6, 2011 to Jul 2, 2015 · Johnson City, Tn
B••• I••••••••• S•••••••• I••• former
Sep 13, 2010 to Dec 16, 2010 · Charlotte, Nc
S••••••• I••••••••• S•••••••• I••• former
Dec 11, 2008 to Sep 14, 2010 · Weaverville, Nc

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••
left May 6, 2024, registered Dec 2, 2025 (575 days) · Affiliated broker-dealer or bank to another
E•••••• A••••••• G••••• L•• to C••••• I••••••••• A••••••• L••
left Jul 26, 2022, registered Nov 15, 2022 (112 days) · Affiliated broker-dealer or bank to another
C••• S••••• P••••••• to E•••••• A••••••• G••••• L••
left Aug 24, 2020, registered Jan 18, 2022 (512 days) · Other
B•• W••••• M••••••••• L•• to C••• S••••• P•••••••
left Jan 29, 2020, registered Jan 24, 2020 (-5 days) · RIA to affiliated broker-dealer or bank
F•••• H•••••• A•••••••• I•• to B•• W••••• M••••••••• L••
left Nov 2, 2018, registered Jan 14, 2019 (73 days) · RIA to RIA
S••••••• I••••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••
left Jul 2, 2015, registered Jul 1, 2015 (-1 days) · Other
B••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Dec 16, 2010, registered Jan 6, 2011 (21 days) · Other
S••••••• I••••••••• S•••••••• I••• to B••• I••••••••• S•••••••• I•••
left Sep 14, 2010, registered Sep 13, 2010 (-1 days) · Other

Signals

J•••••• B•••••• left C••••• I••••••••• A••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2025-12-02)
May 6, 2024 · Advisor changed firm · fact
J•••••• B•••••• left E•••••• A••••••• G••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2022-11-15)
Jul 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address