DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• M•••••• C•••••

E•••••• A••••••• G••••• L••BD affiliatedCarmel, In dual registrantIAPD 3168527

Certified Financial Planner

Feed of 09/15/2026

Also filed as Tom Carney

At current firm

0 y

since Feb 4, 2026

In the industry

27 y

since Jan 18, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Feb 4, 2026 · Greenwood Village, Co
F••••• I••••••••• independent RIA
Jun 30, 2025 to Dec 16, 2025 · Plano, Tx
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jun 12, 2025 · Indianapolis, In
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Mar 31, 2025 · Boston, Ma
S•••••••• A••••••• L•• national BD
Feb 25, 2013 to Jul 13, 2018 · Altamonte Springs, Fl
S••••• W••••• A•••••••• I••• no RAUM
Jan 3, 2012 to Nov 5, 2012 · Indianapolis, In
C•••••• S••••• • C••• I••• national BD
Jan 7, 2010 to Dec 31, 2011 · Indianapolis, In
C•••• I••••••••• S••••••• C•••• former
Apr 9, 2007 to Dec 1, 2009 · Bloomington, In

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to E•••••• A••••••• G••••• L••
left Dec 16, 2025, registered Feb 4, 2026 (50 days) · RIA to affiliated broker-dealer or bank
S•••••••• A••••••• L•• to F••••• I•••••••••
left Jun 12, 2025, registered Jun 30, 2025 (18 days) · Affiliated broker-dealer or bank to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
S••••• W••••• A•••••••• I••• to S•••••••• A••••••• L••
left Nov 5, 2012, registered Feb 25, 2013 (112 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move
C•••• I••••••••• S••••••• C•••• to C•••••• S••••• • C••• I•••
left Dec 1, 2009, registered Jan 7, 2010 (37 days) · Other

Signals

T••••• M•••••• C••••• left F••••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2026-02-04)
Dec 16, 2025 · Advisor changed firm · fact
T••••• M•••••• C••••• left S•••••••• A••••••• L•• for F••••• I••••••••• (registered 2025-06-30)
Jun 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address