DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• L••• G••••

E•••••• A••••••• G••••• L••BD affiliatedNew Port Richey, Fl dual registrantIAPD 3173453

Feed of 09/14/2026

Also filed as D••••• L••• G••••

At current firm

1 y

since Nov 5, 2024

In the industry

24 y

since Jun 7, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Nov 5, 2024 · New Port Richey, Fl
M••••• S•••••• wirehouse
Sep 5, 2023 to Sep 20, 2024 · Tampa, Fl
E•••••• C•••••• M••••••••• L•• former
May 1, 2020 to Sep 5, 2023 · Temple Terrace, Fl
F•••• independent RIA
Dec 13, 2018 to Apr 28, 2020 · West Palm Beach, Fl
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Nov 2, 2007 to Oct 15, 2018 · Tampa, Fl
V•••• F•••••••• A•••••••• I••• BD affiliated
Jan 18, 2005 to Oct 31, 2007 · Tampa, Fl
A• G• E•••••• • S•••• I••• unclassified
Sep 24, 2002 to Jan 18, 2005 · Port Richey, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to E•••••• A••••••• G••••• L••
left Sep 20, 2024, registered Nov 5, 2024 (46 days) · Wirehouse to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to M••••• S••••••
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
F•••• to E•••••• C•••••• M••••••••• L••
left Apr 28, 2020, registered May 1, 2020 (3 days) · RIA to RIA
T• R••• P•••• A••••••• S•••••••• I••• to F••••
left Oct 15, 2018, registered Dec 13, 2018 (59 days) · RIA to RIA
V•••• F•••••••• A•••••••• I••• to T• R••• P•••• A••••••• S•••••••• I•••
left Oct 31, 2007, registered Nov 2, 2007 (2 days) · Other
A• G• E•••••• • S•••• I••• to V•••• F•••••••• A•••••••• I•••
left Jan 18, 2005, registered Jan 18, 2005 (0 days) · Other

Signals

D••••• L••• G•••• left M••••• S•••••• for E•••••• A••••••• G••••• L•• (registered 2024-11-05)
Sep 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address