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Registered advisor
D•••• R••••••• F••••••
Feed of 09/14/2026
Also filed as D•••• R F••••••
At current firm
0 y
since Nov 23, 2025
In the industry
28 y
since Jan 1, 1998 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Nov 23, 2025 · Malvern, Pa
- L•• F•••••••• L•• BD affiliatedJun 2, 2025 to Oct 3, 2025 · Cherry Hill, Nj
- W•••• F•••• A••••••• wirehouseMay 23, 2017 to Mar 4, 2024 · Wynnewood, Pa
- P•• W••••• M••••••••• BD affiliatedDec 17, 2012 to May 2, 2017 · Philadelphia, Pa
- S•••••••• S••••••••• BD affiliatedSep 19, 2012 to Nov 16, 2012 · Newtown, Pa
- L•• F•••••••• L•• BD affiliatedJul 24, 2012 to Sep 19, 2012 · Newton, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDAug 10, 2011 to Jul 9, 2012 · Gibbsboro, Nj
- W•••• F•••• A••••••• wirehouseJun 24, 2003 to Mar 9, 2011 · Stratford, Nj
- M••••• S•••••• D• I••• unclassifiedJul 10, 2002 to Dec 2, 2002 · Vorness, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to V••••••• A•••••••• I•••left Oct 3, 2025, registered Nov 23, 2025 (51 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to L•• F•••••••• L••left Mar 4, 2024, registered Jun 2, 2025 (455 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left May 2, 2017, registered May 23, 2017 (21 days) · Other
- S•••••••• S••••••••• to P•• W••••• M•••••••••left Nov 16, 2012, registered Dec 17, 2012 (31 days) · Other
- L•• F•••••••• L•• to S•••••••• S•••••••••left Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jul 9, 2012, registered Jul 24, 2012 (15 days) · Other
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 9, 2011, registered Aug 10, 2011 (154 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Dec 2, 2002, registered Jun 24, 2003 (204 days) · Other
Signals
- D•••• R••••••• F•••••• left L•• F•••••••• L•• for V••••••• A•••••••• I••• (registered 2025-11-23)Oct 3, 2025 · Advisor changed firm · fact
- D•••• R••••••• F•••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2025-06-02)Mar 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address