DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Chattos
Feed of 09/14/2026
Also filed as Andrew Michael Chattos
At current firm
0 y
since Sep 3, 2026
In the industry
27 y
since Aug 12, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Sep 3, 2026 · Columbus, Oh
- Osaic Wealth, Inc. BD affiliatedMar 27, 2026 to Sep 1, 2026 · Scottsdale, Az
- J.P. Morgan Securities LLC wirehouseJun 21, 2018 to Oct 12, 2025 · Columbus, Oh
- Nationwide Investment Advisors, LLC BD affiliatedMar 10, 2016 to Sep 28, 2016 · Columbus, Oh
- Nationwide Securities, LLC no RAUMMar 2, 2012 to Mar 21, 2016 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Pnc Wealth Managementleft Sep 1, 2026, registered Sep 3, 2026 (2 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Osaic Wealth, Inc.left Oct 12, 2025, registered Mar 27, 2026 (166 days) · Wirehouse to affiliated broker-dealer or bank
- Nationwide Investment Advisors, LLC to J.P. Morgan Securities LLCleft Sep 28, 2016, registered Jun 21, 2018 (631 days) · Other
- Nationwide Securities, LLC to Nationwide Investment Advisors, LLCleft Mar 21, 2016, registered Mar 10, 2016 (-11 days) · corporate re-registration, not a move
Signals
- Andrew Chattos left Osaic Wealth, Inc. for Pnc Wealth Management (registered 2026-09-03)Sep 1, 2026 · Advisor changed firm · fact
- Andrew Chattos left J.P. Morgan Securities Llc for Osaic Wealth, Inc. (registered 2026-03-27)Oct 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address