M•••••• B•••••••

K•• I••••••••• S••••••• L••BD affiliatedClawson, Mi dual registrantIAPD 3187538

Feed of 09/15/2026

Also filed as M•••••• L•••••••• B•••••••

At current firm

1 y

since Oct 9, 2024

In the industry

27 y

since Mar 22, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• I••••••••• S••••••• L•• BD affiliated current
since Oct 9, 2024 · West Bloomfield, Mi
J••• M••••• S••••••••• L•• wirehouse
Oct 10, 2013 to Jun 5, 2024 · Bedford, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
May 2, 2013 to Oct 23, 2013 · Addison, Tx
P•• W••••• M••••••••• BD affiliated
Aug 4, 2011 to Jul 27, 2012 · Saginaw, Mi
C•••• I••••••••• S••••••• C•••• former
Apr 21, 2009 to Jul 11, 2011 · Okemos, Mi
L•• F•••••••• L•• BD affiliated
Oct 9, 2008 to Apr 17, 2009 · Saginaw, Mi
C•••• I••••••••• S••••••• C•••• former
Jul 19, 2005 to Sep 10, 2008 · Saginaw, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 2, 2002 to Jun 17, 2002 · Saginaw, Mi

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to K•• I••••••••• S••••••• L••
left Jun 5, 2024, registered Oct 9, 2024 (126 days) · Wirehouse to affiliated broker-dealer or bank
V•••• F•••••••• A•••••••• I••• to J••• M••••• S••••••••• L••
left Oct 23, 2013, registered Oct 10, 2013 (-13 days) · Other
P•• W••••• M••••••••• to V•••• F•••••••• A•••••••• I•••
left Jul 27, 2012, registered May 2, 2013 (279 days) · Other
C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••
left Jul 11, 2011, registered Aug 4, 2011 (24 days) · Other
L•• F•••••••• L•• to C•••• I••••••••• S••••••• C••••
left Apr 17, 2009, registered Apr 21, 2009 (4 days) · Other
C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••
left Sep 10, 2008, registered Oct 9, 2008 (29 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Jun 17, 2002, registered Jul 19, 2005 (1128 days) · Other

Signals

••• Locked
Jun 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address