RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Apr 14, 2026 · Houston, Tx
- W••••••• W••••• M••••••••• mixed wealthSep 4, 2024 to Mar 2, 2026 · Houston, Tx
- F•••••• independent RIAApr 25, 2024 to Aug 19, 2024 · San Francisco, Ca
- P•• C•••••• A••••••• L•• otherAug 23, 2022 to Aug 31, 2023 · Birmingham, Al
- P•• M•••••• A•••••• S••••••••• I••• formerDec 20, 2019 to Jun 2, 2021 · Jacksonville, Fl
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedJul 6, 2016 to Jan 3, 2018 · Columbus, Oh
- W••••••• W••••• M••••••••• to C•••••••left Mar 2, 2026, registered Apr 14, 2026 (43 days) · Other
- F•••••• to W••••••• W••••• M•••••••••left Aug 19, 2024, registered Sep 4, 2024 (16 days) · RIA to RIA
- P•• C•••••• A••••••• L•• to F••••••left Aug 31, 2023, registered Apr 25, 2024 (238 days) · Other
- P•• M•••••• A•••••• S••••••••• I••• to P•• C•••••• A••••••• L••left Jun 2, 2021, registered Aug 23, 2022 (447 days) · channel change inside one enterprise, not a move
- N••••••••• I••••••••• A•••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Jan 3, 2018, registered Dec 20, 2019 (716 days) · Other
- B•••• A•••• T••••• left W••••••• W••••• M••••••••• for Captrust (registered 2026-04-14)Mar 2, 2026 · Advisor changed firm · fact
- B•••• A•••• T••••• left Farther for W••••••• W••••• M••••••••• (registered 2024-09-04)Aug 19, 2024 · Advisor changed firm · fact
- B•••• A•••• T••••• left P•• C•••••• A••••••• L•• for Farther (registered 2024-04-25)Aug 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address