DFX Intelligence
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Registered advisor
B•••• T••• F••
Feed of 09/14/2026
Also filed as B•••• T• F•••••••• T••• F••
At current firm
5 y
since Aug 4, 2021
In the industry
26 y
since Apr 14, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Aug 4, 2021 · Lone Tree, Co
- E•••••• A••••••• G••••• L•• BD affiliatedApr 16, 2021 to May 7, 2021 · Greenwood Village, Co
- A••••• A•• P••••••• S••••••• BD affiliatedJul 6, 2007 to Apr 9, 2021 · Denver, Co
- T•••••••• T•••• C••••••• F•• unclassifiedJun 18, 2004 to Nov 3, 2006 · Denver, Co
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedMar 19, 2004 to May 19, 2004 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- E•••••• A••••••• G••••• L•• to S••••• W••••• A•••••••• I•••left May 7, 2021, registered Aug 4, 2021 (89 days) · Other · moved with a team
- A••••• A•• P••••••• S••••••• to E•••••• A••••••• G••••• L••left Apr 9, 2021, registered Apr 16, 2021 (7 days) · Other
- T•••••••• T•••• C••••••• F•• to A••••• A•• P••••••• S•••••••left Nov 3, 2006, registered Jul 6, 2007 (245 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to T•••••••• T•••• C••••••• F••left May 19, 2004, registered Jun 18, 2004 (30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address