DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mark J. Hovanic

Oppenheimer & Co. Inc.BD affiliatedZion Crossroads, Va dual registrantIAPD 3227049

Feed of 09/15/2026

Also filed as Mark Joseph Hovanic

At current firm

2 y

since Jul 9, 2024

In the industry

27 y

since Jun 24, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oppenheimer & Co. Inc. BD affiliated current
since Jul 9, 2024 · Zion Crossroads, Va
J.P. Morgan Securities LLC wirehouse
May 6, 2021 to Jul 5, 2024 · Dunwoody, Ga
Waddell & Reed former
Nov 19, 2019 to Apr 7, 2021 · Overland Park, Ks
Wells Fargo Advisors wirehouse
Jul 13, 2015 to Oct 24, 2019 · Richmond, Va
Consolidated Portfolio Review Corp independent RIA
Jan 12, 2015 to Jul 6, 2015 · Zion Crossroads, Va
Cetera Investment Services LLC former
Jan 17, 2013 to Feb 8, 2013 · Exton, Pa
Morgan Stanley wirehouse
Jun 1, 2009 to Nov 1, 2012 · Allentown, Pa
Citigroup Global Markets Inc. BD affiliated
Jun 27, 2006 to Jun 1, 2009 · Florham Park, Nj
UBS Financial Services Inc. wirehouse
Aug 12, 1999 to Jul 14, 2006 · Kingport, Tn

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Oppenheimer & Co. Inc.
left Jul 5, 2024, registered Jul 9, 2024 (4 days) · Wirehouse to affiliated broker-dealer or bank
Waddell & Reed to J.P. Morgan Securities LLC
left Apr 7, 2021, registered May 6, 2021 (29 days) · Affiliated broker-dealer or bank to wirehouse
Wells Fargo Advisors to Waddell & Reed
left Oct 24, 2019, registered Nov 19, 2019 (26 days) · Wirehouse to affiliated broker-dealer or bank
Consolidated Portfolio Review Corp to Wells Fargo Advisors
left Jul 6, 2015, registered Jul 13, 2015 (7 days) · Other
Cetera Investment Services LLC to Consolidated Portfolio Review Corp
left Feb 8, 2013, registered Jan 12, 2015 (703 days) · Other
Morgan Stanley to Cetera Investment Services LLC
left Nov 1, 2012, registered Jan 17, 2013 (77 days) · Other
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
UBS Financial Services Inc. to Citigroup Global Markets Inc.
left Jul 14, 2006, registered Jun 27, 2006 (-17 days) · Other

Signals

Mark J. Hovanic left J.P. Morgan Securities Llc for Oppenheimer & Co. Inc. (registered 2024-07-09)
Jul 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address