RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 6, 2025 · Mount Laurel, Nj
- J••• M••••• S••••••••• L•• wirehouseSep 7, 2023 to Nov 2, 2025 · New York, Ny
- J••• M••••• P•••••• W••••• A••••••• L•• formerAug 25, 2022 to Mar 21, 2025 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseJan 6, 2014 to Aug 12, 2022 · New York, Ny
- M••••• S•••••• wirehouseSep 15, 2010 to Jan 15, 2014 · Paramus, Nj
- U•• F•••••••• S••••••• I••• wirehouseMar 18, 2002 to Jun 24, 2010 · New York, Ny
- J••• M••••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Nov 2, 2025, registered Nov 6, 2025 (4 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 21, 2025, registered Sep 7, 2023 (-561 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Aug 12, 2022, registered Aug 25, 2022 (13 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jan 15, 2014, registered Jan 6, 2014 (-9 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 24, 2010, registered Sep 15, 2010 (83 days) · Wirehouse to wirehouse
- J•••• S••••• left J••• M••••• S••••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2025-11-06)Nov 2, 2025 · Advisor changed firm · fact
- J•••• S••••• left J••• M••••• S••••••••• L•• for J••• M••••• P•••••• W••••• A••••••• L•• (registered 2022-08-25)Aug 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address