DFX Intelligence
RIA Intelligence
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Feed of 09/14/2026
Also filed as T•••• R• W••••••••
At current firm
2 y
since Jun 28, 2024
In the industry
25 y
since Jan 26, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- •••••••• independent RIA currentsince Jun 28, 2024 · Tyler, Tx
- W•••• F•••• A••••••• wirehouseApr 22, 2022 to Jul 8, 2024 · Tyler, Tx
- W•••• F•••• A••••••• wirehouseFeb 28, 2019 to Apr 25, 2022 · Tyler, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 3, 2018 · Dallas, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 19, 2007 to Jun 1, 2009 · Dallas, Tx
- M••••• S•••••• • C•• L•• unclassifiedOct 23, 2007 to Nov 13, 2007 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to ••••••••left Jul 8, 2024, registered Jun 28, 2024 (-10 days) · Wirehouse to independent RIA · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 25, 2022, registered Apr 22, 2022 (-3 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 3, 2018, registered Feb 28, 2019 (87 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to C•••••••• G••••• M•••••• I•••left Nov 13, 2007, registered Nov 19, 2007 (6 days) · Other
Signals
- T•••• R• W•••••••• left W•••• F•••• A••••••• for &Partners (registered 2024-06-28)Jul 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address