DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••••• M•••• Z••••••

L•••independent RIABethesda, Md IA-onlyIAPD 3253177

Certified Financial Planner

Feed of 09/15/2026

Also filed as G••••••• M Z••••••

At current firm

2 y

since Apr 3, 2024

In the industry

26 y

since Nov 4, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••• independent RIA current
since Apr 3, 2024 · Los Angeles, Ca
H•••••••• A•••••••• L•• BD affiliated
Dec 1, 2021 to Feb 21, 2024 · Devon, Pa
F••• M••••• • W••••••••• L•• former
Jun 30, 2015 to Jun 30, 2022 · W•••••••••, Dc
J••••• M••••••••• S•••• L•• BD affiliated
May 3, 2010 to Jun 3, 2015 · Philadelphia, Pa
W•••• F•••• A••••••• wirehouse
May 13, 2009 to Dec 31, 2009 · Wilmington, De

Moves

a registration end followed by a registration begin elsewhere

H•••••••• A•••••••• L•• to L•••
left Feb 21, 2024, registered Apr 3, 2024 (42 days) · Affiliated broker-dealer or bank to independent RIA
F••• M••••• • W••••••••• L•• to H•••••••• A•••••••• L••
left Jun 30, 2022, registered Dec 1, 2021 (-211 days) · RIA to affiliated broker-dealer or bank · moved with a team
J••••• M••••••••• S•••• L•• to F••• M••••• • W••••••••• L••
left Jun 3, 2015, registered Jun 30, 2015 (27 days) · Other
W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••
left Dec 31, 2009, registered May 3, 2010 (123 days) · Other

Signals

G••••••• M•••• Z•••••• left H•••••••• A•••••••• L•• for Lido (registered 2024-04-03)
Feb 21, 2024 · Advisor changed firm · fact
G••••••• M•••• Z•••••• left F••• M••••• • W••••••••• L•• for H•••••••• A•••••••• L•• (registered 2021-12-01)
Jun 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address