DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Geoffrey Buetow
Feed of 09/14/2026
Also filed as Matt Buetow
At current firm
2 y
since Oct 19, 2023
In the industry
26 y
since Apr 14, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Oct 19, 2023 · St. Louis, Mo
- Midwestern Securities Trading Co.,LLC independent RIAApr 5, 2023 to Oct 11, 2023 · East Peoria, Il
- Principal Securities, Inc. BD affiliatedAug 14, 2018 to Sep 1, 2022 · Chesterfield, Mo
- Money Concepts Advisory Service BD affiliatedMar 20, 2003 to Jul 28, 2003 · Libertyville, Il
- Voya Financial Advisors, Inc. BD affiliatedOct 23, 2002 to Mar 19, 2003 · Round Lake Heights, Il
Moves
a registration end followed by a registration begin elsewhere
- Midwestern Securities Trading Co.,LLC to Pnc Wealth Managementleft Oct 11, 2023, registered Oct 19, 2023 (8 days) · RIA to affiliated broker-dealer or bank
- Principal Securities, Inc. to Midwestern Securities Trading Co.,LLCleft Sep 1, 2022, registered Apr 5, 2023 (216 days) · Affiliated broker-dealer or bank to independent RIA
- Money Concepts Advisory Service to Principal Securities, Inc.left Jul 28, 2003, registered Aug 14, 2018 (5496 days) · Other
- Voya Financial Advisors, Inc. to Money Concepts Advisory Serviceleft Mar 19, 2003, registered Mar 20, 2003 (1 days) · Other
Signals
- Matthew Geoffrey Buetow left Midwestern Securities Trading Co.,Llc for Pnc Wealth Management (registered 2023-10-19)Oct 11, 2023 · Advisor changed firm · fact
- Matthew Geoffrey Buetow left Principal Securities, Inc. for Midwestern Securities Trading Co.,Llc (registered 2023-04-05)Sep 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address