RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A•••••• M•••••••
- D••••• F•••••••• P••••••• A••••••• no RAUM currentsince May 14, 2025 · Lutherville, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 25, 2013 · Lutherville-Timonium, Md
- A•••••• F•••••••• W••••• independent RIAJul 30, 2012 to Nov 26, 2013 · Highland, Md
- R••••••• F•••••••• S••••••••• independent RIAMar 19, 2012 to Aug 3, 2012 · Hunt Valley, Md
- T•••• A•••••••• L•• formerSep 7, 2011 to Jan 17, 2012 · Hunt Valley, Md
- G•••• J••••••• W••••• A••••••• independent RIAJun 23, 2010 to Sep 12, 2011 · Hunt Valley, Md
- W••••••• F•••••••• S•••••••• I••• formerApr 16, 2001 to Mar 4, 2010 · Hunt Valley, Md
- A•••••• F•••••••• W••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 26, 2013, registered Feb 25, 2013 (-274 days) · Other
- R••••••• F•••••••• S••••••••• to A•••••• F•••••••• W•••••left Aug 3, 2012, registered Jul 30, 2012 (-4 days) · Other
- T•••• A•••••••• L•• to R••••••• F•••••••• S•••••••••left Jan 17, 2012, registered Mar 19, 2012 (62 days) · Other
- G•••• J••••••• W••••• A••••••• to T•••• A•••••••• L••left Sep 12, 2011, registered Sep 7, 2011 (-5 days) · Other
- W••••••• F•••••••• S•••••••• I••• to G•••• J••••••• W••••• A•••••••left Mar 4, 2010, registered Jun 23, 2010 (111 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 53derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address